Learning Objectives

By the end of this section, you will be able to:

  • Identify the liberties and rights guaranteed by the first four amendments to the Constitution
  • Explain why in practice these rights and liberties are limited
  • Explain why interpreting some amendments has been controversial

THE SECOND AMENDMENT

There has been increased conflict over the Second Amendment in recent years due to school shootings and gun violence. As a result, gun rights have become a highly charged political issue. The text of the Second Amendment is among the shortest of those included in the Constitution:

“A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.”

But the relative simplicity of its text has not kept it from controversy; arguably, the Second Amendment has become controversial in large part because of its text. Is this amendment merely a protection of the right of the states to organize and arm a “well regulated militia” for civil defense, or is it a protection of a “right of the people” as a whole to individually bear arms?

The Right to Keep and Bear Arms

Most crime rates in the United States are similar to those of countries such as Canada or Australia. But the United States has a far higher rate of violent crime, in part because of the greater availability of firearms. A large majority of the public supports restrictions on the sale of firearms, but few policies have been enacted to do so. Although opponents of gun control are outnumbered, they are more likely than supporters to vote on this issue.

A photo of a sign that reads “No Firearms”. A playground can be seen in the background.
Figure 4.12 A “No Firearms” sign is posted at Binghamton Park in Memphis, Tennessee, demonstrating that the right to possess a gun is not absolute. (credit: modification of work by Thomas R Machnitzki)

Federal gun control laws began to be introduced in the 1930s in response to organized crime, with stricter laws that regulated most commerce and trade in guns coming into force in the wake of the street protests of the 1960s. In the early 1980s, following an assassination attempt on President Ronald Reagan, laws requiring background checks for prospective gun buyers were passed. Policy debate on gun control usually occurs only after a dramatic, heavily covered news event like an assassination or a massacre at a school. One political scientist described the result as “furious politics, marginal policy” (Spitzer, 1995).

The “right to keep and bear arms” has been debated by the public and politicians more than by courts. But in June 2008, the Supreme Court, by a vote of 5–4, ruled that individuals have the right to bear arms. This decision, an interpretation of the Second Amendment, struck down the District of Columbia’s thirty-two-year-old law banning the possession of handguns (District of Columbia v. Heller, 2008). In June 2010, the Court, again by a vote of 5–4, applied the ruling to cities and states by overturning Chicago’s ban on handguns (McDonald v. Chicago, 2010). The Court has not prohibited all legislation and limitation of guns, but such governmental actions would likely conflict with the Court’s interpretation of the Second Amendment.

In 2015, however, the Supreme Court allowed several of San Francisco’s strict gun control laws to remain in place, suggesting that—as in the case of rights protected by the First Amendment—the courts will not treat gun rights as absolute (Figure 4.12).41 Elsewhere in the political system, the gun issue remains similarly unsettled. However, in the wake of especially traumatic shootings at a Las Vegas outdoor concert and at a school in Parkland, Florida, there has been increased activism around gun control and community safety, especially among the young.42

THE THIRD AMENDMENT

The Third Amendment says in full:

“No Soldier shall, in time of peace be quartered in any house, without the consent of the Owner, nor in time of war, but in a manner to be prescribed by law.”

Most people consider this provision of the Constitution obsolete and unimportant. However, it is worthwhile to note its relevance in the context of the time: citizens remembered having their cities and towns occupied by British soldiers and mercenaries during the Revolutionary War, and they viewed the British laws that required the colonists to house soldiers particularly offensive, to the point that it had been among the grievances listed in the Declaration of Independence.

Today it seems unlikely the federal government would need to house military forces in civilian lodgings against the will of property owners or tenants; however, perhaps in the same way we consider the Second and Fourth amendments, we can think of the Third Amendment as reflecting a broader idea that our homes lie within a “zone of privacy” that government officials should not violate unless absolutely necessary.

THE FOURTH AMENDMENT

The Fourth Amendment sits at the boundary between general individual freedoms and the rights of those suspected of crimes. Another way to think of the Fourth Amendment is that it protects us from overzealous efforts by law enforcement to root out crime by ensuring that police have good reason before they intrude on people’s lives with criminal investigations.

The text of the Fourth Amendment is as follows:

“The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”

The amendment places limits on both searches and seizures: Searches are efforts to locate documents and contraband. Seizures are the taking of these items by the government for use as evidence in a criminal prosecution (or, in the case of a person, the detention or taking of the person into custody).

In either case, the amendment indicates that government officials are required to apply for and receive a search warrant prior to a search or seizure; this warrant is a legal document, signed by a judge, allowing police to search and/or seize persons or property. A reasonable search is conducted with a warrant issued by a judge and based on probable cause. What is “unreasonable” varies with how much privacy people can expect when they are being searched. Cars are less private than houses, so rules for searches of cars are less stringent. And government agencies can state reasons to compel persons not suspected of a crime to submit to searches and seizures. The goal of preventing airplanes from being hijacked authorizes mandatory searches of persons and their property before boarding aircraft and allows the confiscation of objects deemed dangerous.

Since the 1960s, however, the Supreme Court has issued a series of rulings limiting the warrant requirement in situations where a person can be said to lack a “reasonable expectation of privacy” outside the home. Police can also search and/or seize people or property without a warrant if the owner or renter consents to the search, if there is a reasonable expectation that evidence may be destroyed or tampered with before a warrant can be issued (i.e., exigent circumstances), or if the items in question are in plain view of government officials.

Furthermore, the courts have found that police do not generally need a warrant to search the passenger compartment of a car (Figure 4.13), or to search people entering the United States from another country.43 When a warrant is needed, law enforcement officers do not need enough evidence to secure a conviction, but they must demonstrate to a judge that there is probable cause to believe a crime has been committed or evidence will be found. Probable cause is the legal standard for determining whether a search or seizure is constitutional or a crime has been committed; it is a lower threshold than the standard of proof at a criminal trial.

Critics have argued that this requirement is not very meaningful because law enforcement officers are almost always able to get a search warrant when they request one. On the other hand, since we wouldn’t expect the police to waste their time or a judge’s time trying to get search warrants that are unlikely to be granted, perhaps the high rate at which they get them should not be so surprising. The use of “no-knock” warrants based on the premise that a suspect would destroy drug evidence has recently been curtailed after the wrongful killing of Breonna Taylor by police serving such a warrant.44 45

A photo of two cars on the side of a paved road. One car is a police car and has flashing lights on top. In front of the police car is another vehicle. An officer stands by the side of that vehicle.
Figure 4.13 A state police officer conducting a traffic stop near Walla Walla, Washington. (credit: modification of work by Richard Bauer)

What happens if the police conduct an illegal search or seizure without a warrant and find evidence of a crime? In the 1961 Supreme Court case Mapp v. Ohio, the court decided that evidence obtained without a warrant that didn’t fall under one of the exceptions mentioned above could not be used as evidence in a state criminal trial, giving rise to the broad application of what is known as the exclusionary rule, which was first established in 1914 on a federal level in Weeks v. United States.46 The exclusionary rule doesn’t just apply to evidence found or to items or people seized without a warrant (or falling under an exception noted above); it also applies to any evidence developed or discovered as a result of the illegal search or seizure.

For example, if police search your home without a warrant, find bank statements showing large cash deposits on a regular basis, and discover you are engaged in some other crime in which they were previously unaware (e.g., blackmail, drugs, or prostitution), they can neither use the bank statements as evidence of criminal activity, nor prosecute you for the crimes they discovered during the illegal search. This extension of the exclusionary rule is sometimes called the “fruit of the poisonous tree,” because just as the metaphorical tree (i.e., the original search or seizure) is poisoned, so is anything that grows out of it.47

However, like the requirement for a search warrant, the exclusionary rule does have exceptions. The courts have allowed evidence to be used that was obtained without the necessary legal procedures in circumstances where police executed warrants they believed were correctly granted but in fact were not (“good faith” exception), and when the evidence would have been found anyway had they followed the law (“inevitable discovery”).

The requirement of probable cause also applies to arrest warrants. A person cannot generally be detained by police or taken into custody without a warrant, although most states allow police to arrest someone suspected of a felony crime without a warrant so long as probable cause exists, and police can arrest people for minor crimes or misdemeanors they have witnessed themselves.

Student Expectation of Privacy

Similar to freedom of expression rights, student privacy does not end at the school house doors. However, just as is the case with free expression, the right to privacy is more limited in schools than outside of schools. This is to protect the rights of all students to feel safe and receive a quality public education. In the Supreme Court Case of New Jersey v. TLO (1985), the court held there is a lower threshold for school officials conducting searches of student belongs on the school premise. A school official may search a student if the official has reasonable suspicion that a crime has been or is in the process of being committed, or has reasonable cause to believe the search is necessary to maintain school discipline or enforce polices. That standard is known as reasonable suspicion.

Electronic Searches

A photo of an E-Z Pass attached to the inside of a car windshield.
Figure 4.20 One form of technology that has made it easier to potentially monitor people’s movements is electronic toll collection, such as the E-ZPass system in the Midwest and Northeast, FasTrak in California, and I-Pass in Illinois. (credit: modification of work by Kerry Ceszyk)

New technologies complicate searches and seizures. In 1967, the Supreme Court ruled that the Fourth Amendment did not simply restrict physical entry: it “protects people, not places” (Olmstead v. United States, 1928). The pivotal test is whether a person has “a legitimate expectation of privacy” regardless of the technological means used to search. Thus the Court has held that the use of heat-sensing devices able to find intensive marijuana farms inside closets requires a search warrant as much as would a physical entry to one’s house (Kyllo v. US, 2001). New technologies can also intrude into formerly private domains hitherto free from the potentially prying eye of government. For example, e-mail passes through many portals en route to delivery, each of which may be available for search without the sender’s or receiver’s knowledge. E-mail and web searches are still available in shadowy form even after the hard drive has seemingly been erased, and they can be searched for key words or other patterns efficiently. Police and prosecutors now have new weapons at their disposal in tracking down possible criminal activity.

Technology has now made it much easier to track and monitor people. Police cars and roadways are equipped with cameras that can photograph the license plate of every passing car or truck and record it in a database; while allowing police to recover stolen vehicles and catch fleeing suspects, this data can also be used to track the movements of law-abiding citizens. But law enforcement officials don’t even have to go to this much work; millions of car and truck drivers pay tolls electronically without stopping at toll booths thanks to transponders attached to their vehicles, which can be read by scanners well away from any toll road or bridge to monitor traffic flow or any other purpose (Figure 4.20). The pervasive use of GPS (Global Positioning System) raises similar issues.

Even pedestrians and cyclists are relatively easy to track today. Cameras pointed at sidewalks and roadways can employ facial recognition software to identify people as they walk or bike around a city. Many people carry smartphones that constantly report their location to the nearest cell phone tower and broadcast a beacon signal to nearby wireless hotspots and Bluetooth devices. Police can set up a small device called a Stingray that identifies and tracks all cell phones that attempt to connect to it within a radius of several thousand feet. With the right software, law enforcement and criminals can remotely activate a phone’s microphone and camera, effectively planting a bug in someone’s pocket without the person even knowing it.

Most recently, the battle between Apple Inc. and the National Security Agency (NSA) over whether Apple should allow the government access to key information that is encrypted has made the discussion of this tradeoff salient once again. In Carpenter v. United States (2018), the first case of its kind, the U.S. Supreme Court ruled that, under the Fourth Amendment, police need a search warrant to gather phone location data as evidence to be used in trials.

Privacy and Abortion

A right to privacy is nowhere explicitly named in the Bill of Rights. However, some members of the Supreme Court recognized the right in a 1965 case. They overturned the conviction of executives of Connecticut’s Planned Parenthood for violating a state law that banned advising married couples about the use of birth control and prescribing contraceptives. One justice found privacy implicit in the First, Third, Fourth, and Fifth Amendments. Other justices found it in the Ninth Amendment’s reminder that the Bill of Rights does not exhaust the sum total of liberties (Griswold v. Connecticut, 1965). Justice applied the right to the states through the due process clause of the Fourteenth Amendment.

Roe v. Wade and Abortion

In the 1973 ruling in Roe v. Wade, the Supreme Court decided the right to privacy encompassed a right for women to terminate a pregnancy, at least under certain scenarios. The justices ruled that while the government did have an interest in protecting the “potentiality of human life,” nonetheless this had to be balanced against the interests of both women’s health and women’s right to decide whether to have an abortion. Accordingly, the court established a framework for deciding whether abortions could be regulated based on the fetus’s viability (i.e., potential to survive outside the womb) and the stage of pregnancy, with no restrictions permissible during the first three months of pregnancy (i.e., the first trimester), during which abortions were deemed safer for women than childbirth itself.

Starting in the 1980s, Supreme Court justices appointed by Republican presidents began to roll back the Roe decision. A key turning point was the court’s ruling in Planned Parenthood v. Casey in 1992, in which a plurality of the court rejected Roe’s framework based on trimesters of pregnancy and replaced it with the undue burden test, which allows restrictions prior to viability that are not “substantial obstacle[s]” (undue burdens) to women seeking an abortion.74 Thus, the court upheld some state restrictions, including a required waiting period between arranging and having an abortion, parental consent (or, if not possible for some reason such as incest, authorization of a judge) for minors, and the requirement that women be informed of the health consequences of having an abortion. Other restrictions such as a requirement that a married woman notify her spouse prior to an abortion were struck down as an undue burden. Since the Casey decision, many states have passed other restrictions on abortions, such as banning certain procedures, requiring women to have and view an ultrasound before having an abortion, and implementing more stringent licensing and inspection requirements for facilities where abortions are performed.

Dobbs v. Jackson and Abortion

In the 2022 case of Dobbs vs. Jackson Women’s Health Organization, the Supreme Court in a conservative 6-3 ruling overturned the rulings of Roe and Casey, opening the door for states to make their own decisions when it comes to permissions or restrictions on abortions in their states. The majority held that abortion is not a constitutional right as the Constitution does not mention it and its substantive right was not “deeply rooted” in the country’s history, and that individual states have the authority to regulate access to abortion.

Key Takeaways

This section covered rights dealing with arms, search and seizure, the accused, punishment, property, and privacy. The Supreme Court has interpreted the Second Amendment as allowing people to bear arms. Freedom from unreasonable searches and seizures is complicated by the development of new technologies. Rights of the accused include the right to be considered innocent until proven guilty, protection against self-incrimination, the Miranda rights, and trial processes. Some policies initiated by the government’s war on terror have challenged these rights. The rights of convicted criminals apply to punishment, prison terms, and the death penalty. Property rights can conflict with the government’s power of eminent domain. Abortion is subject to Supreme Court decisions and political conflict.

Exercises

  1. What rationale does the Second Amendment give for protecting the right to bear arms? What are some different ways this rationale could be interpreted?
  2. How have new technologies made it difficult to determine what constitutes an unreasonable search and seizure? What information about you do you think the government should have access to?
  3. What are the arguments for and against the death penalty? On what grounds do some people argue that the death penalty infringes on the rights of the accused?
  4. Do you think people should have a basic right to privacy? In your opinion, does any part of the Bill of Rights seem to guarantee a right to privacy?

References

Argersinger v. Hamlin, 407 US 25 (1972).

Armstrong, K. and Maurice Possley, “Trial and Error, Part 1: Verdict: Dishonor,” Chicago Tribune, January 10, 1999.

Berkman, R., Opening the Gates: The Rise of the Prisoners’ Movement (Lexington, MA: D. C. Heath, 1979).

Boumediene et al. v. Bush, President of the United States, et al. (Nos. 06-1195 and 06-1196), 476 F. 3d 1981 (2008).

Butterfield, F., “U.S. ‘Correctional Population’ Hits New High,” New York Times, July 26, 2004, A10.

Cooper v. Pate, 378 US 546 (1964).

District of Columbia v. Heller, 554 US 570 (2008).

Dolan v. City of Tigard, 512 US 374 at 392 (1994).

Donziger, S. R., ed., The Real War on Crime: The Report of the National Criminal Justice Commission (New York: Harper Collins, 1996), chap. 1.

Duquesne Light Company v. Barasch, 488 US 299 (1989).

Emspak v. United States, 349 US 190 (1955).

Epstein, R., Takings: Private Property and the Power of Eminent Domain (Cambridge, MA: Harvard University Press, 1985).

Estelle v. Gamble, 429 US 97 (1976).

Ewing v. California, 538 US 11 (2003).

Furman v. Georgia, 408 US 238 (1972).

Gideon v. Wainwright, 372 US 335 (1963).

Gonzales v. Carhart and Gonzales v. Planned Parent Federation of America, 550 US 124 (2007).

Gregg v. Georgia, 428 US 153 (1976).

Griswold v. Connecticut, 381 US 479 (1965).

Hamdi v. Rumsfeld, 542 US 507 (2004)

Johnson v. Zerbst, 304 US 458 (1938).

Kelo v. New London, 545 US 469 (2005).

Kyllo v. US, 533 US 27 (2001).

Lewis v. Casey, 516 US 804 (1996).

Lichtblau, E., Bush’s Law: The Remaking of American Justice (New York: Pantheon, 2008).

Lobel, J., Less Safe, Less Free: Why America Is Losing the War on Terror (New York: New Press, 2007).

Lockyer v. Andrade, 538 US 63 (2003).

Malcolm, J. L., To Keep and Bear Arms: The Origins of an Anglo-American Right (Cambridge, MA: Harvard University Press, 1994).

Mapp v. Ohio, 367 US 643 (1961).

Massachusetts v. Sheppard, 468 US 981 (1984).

Mayer, J., The Dark Side: The Inside Story of How the War on Terror Turned into a War on American Ideals (New York: Doubleday, 2008).

McDonald v. Chicago, 561 US ___, 130 S.Ct. 3020 (2010).

Nix v. Williams, 467 US 431 (1984).

Olmstead v. United States, 277 US 438 (1928) and Katz v. United States, 389 US 347 (1967).

Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 US 833 (1992).

Purdy, M., “Bush’s New Rules to Fight Terror Transform the Legal Landscape,” New York Times, November 25, 2001, B4.

Quinn v. United States, 349 US 155 (1955).

Rasul et al. v. Bush, President of the United States, et al., 542 US 466 (2004).

Roe v. Wade, 410 US 113 (1973).

Solem v. Helm, 462 US 277 (1983).

Spitzer, R. J., The Politics of Gun Control (Chatham, NJ: Chatham House, 1995), 168.

Ullman v. United States, 350 US 422 (1956).

United States v. Cronic, 466 US 648 (1984) and Strickland v. Washington, 466 US 668 (1984).

United States v. Leon, 468 US 897 (1984).

Uviller, H. R. and William G. Merkel, The Militia and the Right to Arms, Or, How the Second Amendment Fell Silent (Durham, NC: Duke University Press, 2002).

Webster v. Reproductive Health Services, 492 US 490 (1989).

Weeks v. United States, 232 US 383 (1914).

White, W. S., Miranda’s Waning Protections: Police Interrogation Practices after Dickerson (Ann Arbor: University of Michigan Press, 2001), especially chap. 7.

Wilson v. Seiter, 501 US 299 (1991).

Woodson v. North Carolina, 428 US 280 (1976).

License

Icon for the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License

American Government and Politics Copyright © 2016 by University of Minnesota is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License, except where otherwise noted.

Share This Book